We can provide you with a compliance audit at no cost and tailor a cost effective licensing solution that will enable you to provide financial products and services to your clients. Compliance Dynamics is the specialist division of ISDG that can provide your organisation with a turnkey licensing solution. If you are new to the industry and just starting out we can undertake a thorough review of your business, identify & assess your regulatory & corporate obligations, and then tailor a solution that enables you to operate your business within ASIC's financial services environment.
Established firms can benefit by outsourcing some or all of their compliance requirements including RG146 training, continued professional development for advisers, and ongoing compliance monitoring.
Authorised Representatives of ISDG are able to provide their own products and services to clients once they have been approved by our compliance team. Alternatively we can work with you to develop and brand a product for you to recommend to your clients. Our license authorises us to provide advice on securities & derivative products, which gives you scope to advise on equities, options, futures, CFD's, ETF's, Margin FX, and many other derivative products.
Our compliance and authorised representative services are established as a fee for service arrangement. This means you are free to price your products and services at your discretion, and you get to keep 100% of the fee income you generate from your clients. We do not insist on you meeting any sales targets, rather we encourage you to grow your business as your resources and financial capacity permit. You can concentrate on running your business and servicing your clients, and Compliance Dynamics will look after the legal and licensing requirements.
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